This course has been granted 4.5 CLER credits from The Florida Bar.
Matthew N. Thibaut, Esq. Ciklin Lubitz & O’ Connell, Committee Chairperson
Case Law Update and Other Hot Topics
Jonathan Butler, Esq., Akerman
Professional Panel Moderated by Adam Rabin, Esq., McCabe & Rabin
The Panel consists of Karen Hendricks, Esq., in-house counsel with Morgan Stanley, Kathryn Wilson, Senior Regional Counsel at FINRA District 7 (Boca Raton, FL), and Yvette Panetta, Deputy District Director at FINRA District 7 (Boca Raton, FL). The Panel will address Elder issues from a business and regulatory perspective.
University of Miami Law Students and The Investor Rights Clinic at The University of Miami will present mock legal arguments involving elder issues.
FINRA Arbitrators’ Rulings, Reasons and open-forum Q&A
Moderated by Matthew N. Thibaut